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FORM MAI INFORMATION REGARDING NATURAL PERSONS WHO Engages IN MUNICIPAL ADVISORY ACTIVITIES Please read the General Instructions for this form and other forms in the MA series, as well as its subsection,
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Form MA-I information is regarding the submission of information by certain investment advisers to the SEC.
Certain investment advisers registered with the SEC are required to file form MA-I information.
Form MA-I information can be filled out electronically through the SEC's online filing system.
The purpose of form MA-I information is to provide the SEC with information about the adviser's business activities and potential conflicts of interest.
Form MA-I information requires information such as assets under management, client types, and potential conflicts of interest.
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