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1V02.03.18FORM 11 SECURITIES MARKETS REGULATIONS, 2015 Regulation 37 APPLICATION FOR Authorization OF A COMPLIANCE OFFICER (To be filled by the Compliance Officer of the holder of the Capital Markets
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What is regulation 37?
Regulation 37 is a requirement that mandates certain entities to report specific information to regulatory authorities.
Who is required to file regulation 37?
Entities that fall under the jurisdiction of regulatory authorities and are subject to the reporting guidelines specified in regulation 37 are required to file.
How to fill out regulation 37?
Regulation 37 typically needs to be filled out using the designated reporting form provided by the regulatory authorities. Detailed instructions are usually included in the form.
What is the purpose of regulation 37?
The purpose of regulation 37 is to ensure transparency and compliance within regulated entities by requiring them to report certain information to regulatory authorities.
What information must be reported on regulation 37?
The specific information that must be reported on regulation 37 may vary depending on the regulatory authority and the guidelines provided. Typically, it includes financial data, operational details, and compliance information.
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