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10/31/2019SEC FORM 4SEC Form 4FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205492. Issuer Name and Ticker or Trading Symbol0.55. Relationship of Reporting Person(s) to Issuer

How to fill out sec form 4

How to fill out sec form 4

1. To fill out SEC Form 4, follow these steps:
2. Gather all the necessary information and documents, such as your personal details, company details, and the details of the securities transaction you are reporting.
3. Start by entering your name, address, and social security number or taxpayer identification number.
4. Provide the name of the company and its Central Index Key (CIK) number.
5. Indicate your relationship to the company (e.g., officer, director, or beneficial owner).
6. Specify the nature of the transaction you are reporting (e.g., acquisition, disposition, or exercise of securities).
7. Enter the date of the transaction and the securities involved.
8. Provide details about the transaction, including the security type, number of securities, and price per security.
9. Disclose any derivative securities involved in the transaction.
10. Provide information about any relevant transaction codes or exemptions.
11. Sign and date the form.
12. Submit the completed form to the SEC as required.
13. Note: This is a general overview of how to fill out SEC Form 4. It is important to refer to the official instructions and regulations provided by the SEC for detailed guidance.

Who needs sec form 4?

1. SEC Form 4 is needed by individuals who are considered insiders with respect to a publicly traded company. This includes officers, directors, and beneficial owners of securities in the company. These individuals are required by the Securities and Exchange Commission (SEC) to file Form 4 to report any changes in their ownership of securities in the company. By filing Form 4, they provide transparency and accountability to the public and regulators regarding their transactions and holdings in the company's securities.

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What is sec form 4?

SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) that discloses insider transactions and ownership of company stock.

Who is required to file sec form 4?

Corporate insiders, such as officers, directors, and certain beneficial owners, are required to file SEC Form 4.

How to fill out sec form 4?

SEC Form 4 must be filled out electronically through the SEC's EDGAR system. It requires disclosure of the date of the transaction, the type and amount of securities involved, and the nature of the transaction.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency to investors and the public regarding insider transactions in company stock.

What information must be reported on sec form 4?

On SEC Form 4, insiders must report any purchases or sales of company stock, grants of stock options, and other changes in ownership.