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Part 3 of Form ADV: Form CRS
Item 1: INTRODUCTION
Date: June 24th, 2020
Pillar Pacific Capital Management (aka Pillar Point Equity Management) is a registered investment
adviser with the Securities
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How to fill out form adv part 3
How to fill out form adv part 3
01
To fill out Form ADV Part 3, follow these steps:
02
Start by providing your firm's name, CRD number, and the date of the filing.
03
Fill in Section 1, which asks for information about your firm's business activities and its principal office location.
04
In Section 2, provide details about your firm's ownership structure, including any related persons or entities.
05
Complete Section 3 by indicating the types of clients your firm serves and the services you provide to them.
06
In Section 4, disclose any material conflicts of interest your firm may have, including any agency cross transactions.
07
Answer the questions in Section 5 regarding your firm's disciplinary history.
08
Provide information about your firm's code of ethics, privacy policy, and proxy voting policies in Section 6.
09
Complete Section 7 by disclosing any financial industry affiliations your firm has.
10
In Section 8, provide information about your firm's selection of custodians and the assets held with them.
11
Finally, review the form for completeness and accuracy before submitting it to the appropriate regulatory authority.
12
Note: This is a general overview of the form filling process. For more detailed instructions, refer to the official instructions provided by the regulatory authority.
Who needs form adv part 3?
01
Form ADV Part 3 is required for registered investment advisers (RIAs) who offer services to retail investors. It is also known as the Form CRS (Customer Relationship Summary) and is designed to provide essential information about the firm's services, fees, conflicts of interest, and disciplinary history to retail investors. Therefore, any RIA who serves retail investors needs to fill out Form ADV Part 3.
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What is form adv part 3?
Form ADV Part 3 is also known as Form CRS (Client Relationship Summary). It is a form that investment advisers must file to provide retail investors with information about the firm.
Who is required to file form adv part 3?
Registered investment advisers who offer services to retail investors are required to file Form ADV Part 3.
How to fill out form adv part 3?
Form ADV Part 3 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system. Detailed instructions are provided on the form.
What is the purpose of form adv part 3?
The purpose of Form ADV Part 3 is to provide retail investors with important information about an investment adviser, such as its services, fees, conflicts of interest, and disciplinary history.
What information must be reported on form adv part 3?
Information that must be reported on Form ADV Part 3 includes the firm's services, fees, conflicts of interest, disciplinary history, and key personnel.
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