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Re: Rule 144 Representation Letter Gentlemen: In connection with the request for the removal of the restrictive legend from the stock certificates owned by the undersigned (Seller), which represent shares

How to fill out re rule 144 representation

How to fill out re rule 144 representation

1. To fill out re rule 144 representation, follow these steps:
2. Start by entering your personal information such as your name, address, and contact details.
3. Provide details about the security being offered for sale under Rule 144, including the type of security, the number of securities to be sold, and the date of acquisition.
4. Include information about the nature of the transaction, such as whether it is a sale or a gift, and the purpose of the sale.
5. Specify whether you are an affiliate or a non-affiliate of the issuer of the security.
6. If you are an affiliate, provide additional details about your relationship with the issuer, including any positions held or executive roles.
7. Attach any required supporting documentation, such as proof of acquisition or ownership of the securities.
8. Review the completed representation form for accuracy and completeness before submitting it.

Who needs re rule 144 representation?

1. Re Rule 144 representation is needed by individuals or entities who are planning to sell securities under the provisions of Rule 144 of the Securities Act of 1933.
2. This rule provides a safe harbor exemption for the sale of certain restricted and control securities, allowing the sale to occur without the need for registration with the Securities and Exchange Commission (SEC).
3. Individuals or entities who hold restricted securities acquired through private placements, employee stock plans, or other means may need to file a Rule 144 representation to comply with the requirements of the rule.
4. Furthermore, individuals or entities who are considered affiliates of the issuer of the securities may also need to file a Rule 144 representation to sell their securities in compliance with the rule.

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What is re rule 144 representation?

Rule 144 representation refers to the filing required by the Securities and Exchange Commission (SEC) for the resale of restricted securities.

Who is required to file re rule 144 representation?

Any individual or entity looking to sell restricted securities under Rule 144 must file the representation.

How to fill out re rule 144 representation?

The representation can typically be filled out electronically through the SEC's EDGAR system.

What is the purpose of re rule 144 representation?

The purpose of the representation is to provide transparency and ensure compliance with SEC regulations when selling restricted securities.

What information must be reported on re rule 144 representation?

The representation typically requires information about the seller, the securities being sold, and the transaction details.