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COVERSHEETfor SEC FORM 17Q SEC Registration Number 199701451COMPANY NAME L E × S U B.SC. O R P O R A T I O NA N DAI D I A RY PRINCIPAL OFFICE (No. / Street / Barangay / City / Town / Province)N L

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The requirement for 17 cfr24017a-3 records applies to entities and individuals who are subject to the regulations and guidelines set forth by the U.S. Securities and Exchange Commission (SEC). Specifically, it includes entities and individuals engaged in the purchase or sale of certain securities like equity, bonds, or options, as well as those involved in investment activities or providing investment advice. These records serve as a means of monitoring and ensuring compliance with the applicable securities laws and regulations.

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What is 17 cfr24017a-3 - records?

17 cfr24017a-3 - records refer to the specific record-keeping requirements set forth by the Securities and Exchange Commission (SEC) in Title 17 of the Code of Federal Regulations (CFR) Section 240.17a-3.

Who is required to file 17 cfr24017a-3 - records?

Entities such as broker-dealers registered with the SEC are required to file 17 cfr24017a-3 - records.

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17 cfr24017a-3 - records should be filled out in accordance with the guidelines provided by the SEC, ensuring that all necessary information is accurately recorded.

What is the purpose of 17 cfr24017a-3 - records?

The purpose of 17 cfr24017a-3 - records is to maintain accurate and up-to-date records of transactions, securities positions, and related information to ensure compliance with SEC regulations.

What information must be reported on 17 cfr24017a-3 - records?

Information such as transaction details, account information, securities positions, and other relevant data must be reported on 17 cfr24017a-3 - records.

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