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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: JUNTO CAPITAL MANAGEMENT PCRD Number: 168547Annual Amendment All Sections
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What is chief compliance officer?
The chief compliance officer is a senior executive within a company responsible for ensuring that the organization complies with all relevant laws and regulations.
Who is required to file chief compliance officer?
Certain companies, especially in regulated industries such as finance or healthcare, are required to appoint a chief compliance officer.
How to fill out chief compliance officer?
To fill out the chief compliance officer role, a company needs to designate a qualified individual with expertise in compliance matters.
What is the purpose of chief compliance officer?
The chief compliance officer's main purpose is to establish and maintain a culture of compliance within the organization and to mitigate risks of non-compliance.
What information must be reported on chief compliance officer?
The chief compliance officer typically reports on compliance efforts, issues, and incidents within the company.
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