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SECURITIES AND EXCHANGE COMMISSION (Release No. 3491047; File No. SRFINRA2021002) February 3, 2021, SelfRegulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and
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Notice of filing is a legal document that alerts interested parties about the filing of a specific document or action.
Any party filing a document or taking an action in a legal proceeding may be required to file a notice of filing.
Notice of filing is usually filled out by providing details about the filed document or action, including the date and nature of the filing.
The purpose of notice of filing is to ensure that interested parties are informed about important filings or actions in a legal proceeding.
The notice of filing must include details about the filed document or action, such as the date, nature, and filing party.
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