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1 No. S 504 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012 ARRANGEMENT OF REGULATIONS PART I PRELIMINARY Regulation 1. Citation and commencement
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Section 504 of the Securities Act of 1933 provides an exemption for certain securities offerings.
Companies looking to raise capital through private offerings may be required to file under s 504.
To fill out s 504 securities, a company must provide detailed information about the offering and the company itself.
The purpose of s 504 securities is to provide a streamlined process for small businesses to raise capital.
Information such as the amount of securities offered, the use of proceeds, and the business background must be reported on s 504 securities.
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