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COMPLAINTS HANDLING PROCEDURE V3.0 JULY 2018Compliance Handbook July 2018CONTENTS 1.INTRODUCTION .............................................................................................................................................
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How to fill out complaints handling procedure

01
Start by identifying the complaint, including the date, time, and nature of the complaint.
02
Gather all relevant information and documentation related to the complaint.
03
Assign the complaint to the appropriate individual or department for investigation and resolution.
04
Conduct a thorough investigation to understand the root cause of the complaint.
05
Analyze the information gathered and determine the appropriate course of action.
06
Communicate with the complainant to keep them updated on the progress and resolution of their complaint.
07
Take necessary steps to address the complaint, such as making policy changes, providing compensation, or taking disciplinary actions.
08
Document all actions taken and keep a record of the complaint, its resolution, and any related communication.
09
Follow up with the complainant to ensure their satisfaction with the resolution and offer any necessary additional support.
10
Regularly review and analyze complaints to identify any patterns or recurring issues that need further attention and improvement.

Who needs complaints handling procedure?

01
Any organization or business that interacts with customers, clients, or individuals who may have grievances or complaints.
02
Customer service departments or teams.
03
Companies that want to ensure customer satisfaction and maintain a positive reputation.
04
Organizations that value feedback and continuously strive for improvement.
05
Industries regulated by government bodies or agencies that require a compliant handling procedure.
06
Businesses that aim to resolve complaints promptly and effectively to minimize potential legal or financial consequences.
07
Companies that prioritize providing exceptional customer experiences.
08
Organizations that want to build trust and loyalty with their customer base.
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Complaints handling procedure is a set of steps or guidelines used by organizations to address and resolve complaints from customers or stakeholders.
Any organization that deals with customers or stakeholders and wants to provide a formal process for handling complaints is required to have a complaints handling procedure.
To fill out a complaints handling procedure, the organization should outline the steps for receiving, documenting, investigating, and resolving complaints, as well as any escalation process or follow-up procedures.
The purpose of complaints handling procedure is to ensure that complaints are addressed promptly, fairly, and effectively, in order to maintain customer satisfaction and improve the organization's reputation.
Complaints handling procedures typically require information such as the date and nature of the complaint, details of the complainant, actions taken to investigate the complaint, and outcomes or resolutions.
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