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Lockwood Advisors, Inc. Form CRS Customer Relationship Summary May 29, 2020, Lockwood Advisors, Inc. (Lockwood) is registered with the Securities and Exchange Commission (SEC) as an investment advisor.
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Lockwood Advisors Inc form is a form filed by investment advisors with the Securities and Exchange Commission (SEC) to register with them.
Investment advisors who meet certain criteria set by the SEC are required to file Lockwood Advisors Inc form.
Lockwood Advisors Inc form can be filled out online using the SEC's electronic filing system.
The purpose of Lockwood Advisors Inc form is to provide the SEC with information about the investment advisor's business operations, investment strategies, and potential conflicts of interest.
Lockwood Advisors Inc form requires information such as the advisor's assets under management, number of clients, and types of investment strategies employed.
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