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Case 4:06cv02441 Document 1 Filed on 07/24/06 in TSD Page 1 of 20UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISIONSECURITIES AND EXCHANGE COMMISSION, Plaintiff, C.A. No. v.

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What is form n-4 - sec?

Form N-4 SEC is a form filed with the U.S. Securities and Exchange Commission (SEC) by registered investment companies to notify the SEC when certain securities have become illiquid.

Who is required to file form n-4 - sec?

Registered investment companies are required to file Form N-4 SEC.

How to fill out form n-4 - sec?

Form N-4 SEC can be filled out electronically through the SEC's EDGAR system.

What is the purpose of form n-4 - sec?

The purpose of Form N-4 SEC is to notify the SEC when certain securities held by registered investment companies become illiquid.

What information must be reported on form n-4 - sec?

Form N-4 SEC requires information about the illiquid securities held by the investment company.

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