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Get the free June 15 2020 - IAA Comment Letter to CFTC on Proposed Amendments to Form CPO PQR.fin...

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June 15, 2020, Via Electronic Filing (www.cftc.gov) Mr. Christopher Kirkpatrick Secretary U.S. Commodity Futures Trading Commission Three Lafayette Center 1155 21st Street, NW Washington, DC 20581
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This refers to the Investment Adviser Annual Amendment, a form that registered investment advisers are required to file.
Registered investment advisers are required to file the june 15 - iaa form.
The june 15 - iaa form can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of the june 15 - iaa form is to provide updated information about the registered investment adviser and their business activities.
The june 15 - iaa form requires information such as AUM, number of clients, types of services offered, and any disciplinary history.
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