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ITEM 1 COVER Pacifist Heartland Consultants, Inc. 4101 Lake Saint Louis Blvd. Lake Saint Louis, MO 63367 (636) 6250900 www.firstheartland.com Appendix I of Form ADV Part 2A Wrap Fee Program Brochure

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps: 1. Start by providing your firm's information, including its name, address, and contact details. 2. Disclose your firm's ownership structure, such as whether it is a sole proprietorship, partnership, or corporation. 3. Provide information about your firm's business, including the types of services you offer and the investments you manage. 4. Disclose any affiliations or relationships your firm has with other financial entities. 5. Describe your firm's fee structure and how you are compensated for your services. 6. Provide details about any disciplinary actions or legal proceedings involving your firm or its key personnel. 7. Outline the steps you take to protect your clients' privacy and safeguard their personal information. 8. Attach any necessary additional disclosure documents that are relevant to your firm's operations. 9. Review the completed Form ADV Part 2A for accuracy and completeness before submitting it to the appropriate regulatory authorities.

02

Who needs form adv part 2a?

01

Form ADV Part 2A is required for registered investment advisers. It is a disclosure document that provides vital information about the adviser and its operations to clients and prospective clients. Any firm that is registered with the Securities and Exchange Commission (SEC) or state securities regulators must file Form ADV Part 2A. This includes firms that provide investment advice and manage client assets, such as financial planning firms, wealth management firms, and hedge fund managers.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that provides clients with information about an investment adviser, including its services, fees, conflicts of interest, and disciplinary history.

Who is required to file form adv part 2a?

Investment advisers registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about their investment adviser to help them make informed decisions.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires investment advisers to disclose information about their services, fees, disciplinary history, conflicts of interest, and other key aspects of their business.

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