Get the free Notification of Substantial Shareholder (Form 3).pdf

SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012FORMNOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/UPHOLDER(S) IN RESPECT OF INTERESTS IN(Electronic

How to fill out notification of substantial shareholder

How to fill out notification of substantial shareholder

1. To fill out a notification of substantial shareholder, follow these steps:
2. Start by clearly identifying the substantial shareholder that you are reporting on. Include their name, address, and the nature of their interest.
3. Provide details about the substantial shareholder's voting rights and their beneficial interest in shares.
4. Specify the date on which the substantial shareholder's interest reached the substantial shareholding threshold.
5. Indicate the type of substantial shareholding notification being made, whether it is an initial notification or a subsequent notification.
6. Include any relevant information about the company, such as the name and address of the company, the class of shares involved, and the number of voting rights attached to those shares.
7. Sign and date the notification form, providing your own name and contact details as the person making the notification.
8. Submit the completed notification form to the appropriate regulatory authority or contact person as specified in the guidelines or requirements.

Who needs notification of substantial shareholder?

1. Notification of substantial shareholder is required by individuals or entities who meet certain criteria. The specific requirements may vary depending on the jurisdiction and applicable regulations.
2. Generally, the following entities or individuals may need to submit a notification of substantial shareholder:
3. - Shareholders who acquire or dispose of substantial holdings in a company that exceeds the threshold set by the regulatory authority.
4. - Shareholders who are deemed to have control or significant influence over the management or affairs of the company.
5. - Intermediaries or custodians who hold shares on behalf of other individuals or entities and reach the substantial shareholding threshold.
6. - Companies or issuers who are required to keep a register of substantial shareholders and update it accordingly.
7. It is important to consult the relevant laws and regulations in your jurisdiction to determine if you need to submit a notification of substantial shareholder and what specific information needs to be included.

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What is notification of substantial shareholder?

A notification of substantial shareholder is a formal declaration by an individual or entity that holds a significant percentage of a company's shares, informing the relevant regulatory authorities of their ownership.

Who is required to file notification of substantial shareholder?

Individuals or entities that acquire a substantial shareholding in a company, typically defined as owning 5% or more of the issued share capital, are required to file this notification.

How to fill out notification of substantial shareholder?

The notification must be completed by providing details such as the shareholder's identity, the number and percentage of shares held, the date of acquisition, and any relevant changes in shareholding.

What is the purpose of notification of substantial shareholder?

The purpose of the notification is to ensure transparency in the ownership of publicly listed companies and to provide investors and regulators with information about significant shareholding that may affect share price and corporate governance.

What information must be reported on notification of substantial shareholder?

The notification must include the shareholder's name, address, number of shares held, percentage of total shares in issue, date of acquisition, and any changes in ownership thereafter.