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Get the free Form ADV Part 2A -03.31.21 - Final

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ADVPART2ABROCHURE ITEM1COVERPAGE River Road Asset Management, LLC 462 South Fourth Street, Suite 2000 Louisville, KY 40202 (502) 3714100 http://www.riverroadam.com March 31, 2021, This Brochure provides
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps: 1. Start by providing your firm's name, address, and contact information.
02
Include information about your firm's ownership structure and the qualifications of key personnel.
03
Describe the types of clients you serve, your investment strategies, and the risks involved.
04
Provide details about your fees and compensation, including any conflicts of interest.
05
Disclose any disciplinary events or legal proceedings involving your firm.
06
Explain how you safeguard client information and handle privacy concerns.
07
Attach additional disclosures and relevant documents as necessary.
08
Review and revise the completed form for accuracy and completeness before submission.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for all investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities.
02
It provides important information to clients and prospective clients regarding an investment adviser's services, fees, and potential conflicts of interest.
03
Therefore, any investment adviser who wants to provide advisory services and comply with regulations needs to fill out Form ADV Part 2A.
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Form ADV Part 2A is a disclosure document that provides clients with information about an investment advisor's business practices, conflicts of interest, fees, and services.
Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients with important information about the investment advisor, helping them make informed decisions about their investment choices.
Form ADV Part 2A requires information about the investment advisor's services, fees, conflicts of interest, disciplinary history, and key personnel.
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