Get the free Form ADV Part 2A (6.30.20)

Name: Fillable Online Form ADV Part 2A (6.30.20) Fax Email Print - pdfFiller
Brand: pdfFiller
Rating: 4.7 (37 reviews)

Get Form

Show details

Form ADV: Part 2A Investment Adviser Brochure 801112411Capita Financial Network, LLC 9980 S. 300 W. Ste. #140 Sandy, UT 84070 801.566.5058 www.capitaonline.comJune 30, 2020This brochure provides information

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign form adv part 2a

Edit your form adv part 2a form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your form adv part 2a form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit form adv part 2a online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

In order to make advantage of the professional PDF editor, follow these steps:

1

Set up an account. If you are a new user, click Start Free Trial and establish a profile.

2

Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.

3

Edit form adv part 2a. Rearrange and rotate pages, add new and changed texts, add new objects, and use other useful tools. When you're done, click Done. You can use the Documents tab to merge, split, lock, or unlock your files.

4

Save your file. Select it from your list of records. Then, move your cursor to the right toolbar and choose one of the exporting options. You can save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud, among other things.

pdfFiller makes working with documents easier than you could ever imagine. Create an account to find out for yourself how it works!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Start by providing general information about your firm, including its name, address, and contact details.

03

Describe your firm's ownership structure, including any affiliates or subsidiaries.

04

Outline your firm's business and services, including the types of clients you serve and the types of investments you offer.

05

List any disciplinary information, such as previous legal or regulatory actions taken against your firm or its employees.

06

Disclose any conflicts of interest that may exist, including any potential conflicts that could affect your clients.

07

Explain your firm's fee structure, including how you charge clients and any additional fees or expenses they may incur.

08

Provide information about your firm's key personnel, including their background and qualifications.

09

Discuss your firm's investment strategies and any risks associated with those strategies.

10

Include any additional information that may be required by the SEC or other regulatory bodies.

11

Review the completed Form ADV Part 2A for accuracy and completeness before submitting it.

12

Remember to consult the official instructions provided by the SEC for detailed guidance on completing Form ADV Part 2A.

Who needs form adv part 2a?

01

Form ADV Part 2A is required by investment advisers registered with the U.S. Securities and Exchange Commission (SEC).

02

It is used to provide clients and prospective clients with important information about the adviser, including its services, fees, and potential conflicts of interest.

03

Registered investment advisers must provide a current copy of their Form ADV Part 2A to clients and must also make it publicly available on their website.

04

Therefore, any individual or firm registered as an investment adviser with the SEC needs to complete and provide Form ADV Part 2A.

Fill form : Try Risk Free

Rate the form

4.7

Satisfied

37 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

How can I modify form adv part 2a without leaving Google Drive?

Using pdfFiller with Google Docs allows you to create, amend, and sign documents straight from your Google Drive. The add-on turns your form adv part 2a into a dynamic fillable form that you can manage and eSign from anywhere.

How can I send form adv part 2a to be eSigned by others?

When you're ready to share your form adv part 2a, you can swiftly email it to others and receive the eSigned document back. You may send your PDF through email, fax, text message, or USPS mail, or you can notarize it online. All of this may be done without ever leaving your account.

How do I fill out form adv part 2a using my mobile device?

Use the pdfFiller mobile app to fill out and sign form adv part 2a. Visit our website (https://edit-pdf-ios-android.pdffiller.com/) to learn more about our mobile applications, their features, and how to get started.

What is form adv part 2a?

Form ADV Part 2A is a regulatory filing required by the Securities and Exchange Commission (SEC) for investment advisors.

Who is required to file form adv part 2a?

Investment advisors registered with the SEC are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out electronically on the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and prospective clients with important information about an investment advisor's business practices, conflicts of interest, and disciplinary history.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires information such as the advisor's services, fees, investment strategies, and key personnel.

Fill out your form adv part 2a online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now