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Item 1: Cover PageWillow Planning Group, LLC 79 Route 113 Wilderness, NH 03245Form ADV Part 2A Firm Brochure March 25, 2021This brochure provides information about the qualifications and business
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How to fill out form adv part 2a
How to fill out form adv part 2a
01
To fill out Form ADV Part 2A, follow these steps:
02
Start by providing your firm's name, address, and contact information.
03
Next, indicate any other names or changes to your firm's name.
04
Provide the date your firm was formed and the states where it operates.
05
Describe your firm's ownership and control, including information about any affiliates.
06
State the types of clients your firm serves and the minimum account requirements, if any.
07
Disclose any material changes to your firm's business practices or conflicts of interest.
08
Describe your firm's services and any fees associated with them.
09
Provide information about your firm's employees, including any disciplinary history.
10
Describe your firm's code of ethics and how you address conflicts of interest.
11
Provide details about your firm's custody of client assets, if applicable.
12
Disclose any financial industry affiliations or outside business activities.
13
Indicate whether your firm uses solicitors and provide any related information.
14
Describe any fee arrangements or compensation your firm receives from third parties.
15
Provide copies of your firm's brochures or other written communication materials.
16
Finally, sign and date the form to certify its accuracy and completeness.
Who needs form adv part 2a?
01
Form ADV Part 2A is needed by registered investment advisors (RIAs) as required by the U.S. Securities and Exchange Commission (SEC). This form is used to provide clients with important information about the advisor's business practices, fees, conflicts of interest, and other relevant details. It helps ensure transparency and enables clients to make informed decisions when working with an RIA.
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What is form adv part 2a?
Form ADV Part 2A is a regulatory disclosure document that registered investment advisors (RIAs) must provide to clients.
Who is required to file form adv part 2a?
Registered investment advisors (RIAs) are required to file Form ADV Part 2A.
How to fill out form adv part 2a?
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv part 2a?
The purpose of Form ADV Part 2A is to provide clients with information about the advisor's business practices, conflicts of interest, and other important disclosures.
What information must be reported on form adv part 2a?
Form ADV Part 2A requires information such as the advisor's services, fees, business practices, and any disciplinary history.
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