Get the free FPG Form ADV Part 2 - 3-30-2021

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Item1CoverPage FocusPlanningGroup, LLC RegisteredInvestmentAdvisor FocusPlanningGroup, LLC 14HollinsLane Bay port,NY11705 (631)7146044Ext302 www.focusplanninggroup.net FormADVPart2A FirmBrochure March30,2021

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How to fill out fpg form adv part

01

Step 1: Start by downloading the FPG Form ADV Part from the Securities and Exchange Commission (SEC) website.

02

Step 2: Read the instructions carefully to understand the information required and how to fill it in.

03

Step 3: Begin by providing general information about your firm, including its name, address, and contact details.

04

Step 4: Specify the type of advisory services your firm offers and provide details on any additional business activities.

05

Step 5: Describe the ownership structure of your firm, including any affiliates or subsidiaries.

06

Step 6: Provide information on your firm's employees, including their qualifications and any disciplinary history.

07

Step 7: Detail your firm's compensation structure and fee schedule.

08

Step 8: Disclose any conflicts of interest or other material facts that clients should be aware of.

09

Step 9: Complete the required disclosure reporting pages, including any disciplinary events or regulatory actions.

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Step 10: Review the completed form for accuracy and ensure all necessary supporting documentation is attached.

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Step 11: Submit the form electronically through the Investment Adviser Registration Depository (IARD).

Who needs fpg form adv part?

01

The FPG Form ADV Part is required by investment advisers who are registered with the SEC or state securities authorities. It is a regulatory filing that provides essential information about the adviser's business, services, and potential conflicts of interest. Any investment adviser managing a certain level of assets or charging performance-based fees must file the Form ADV Part.

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What is fpg form adv part?

FPG Form ADV Part is a filing required by the Securities and Exchange Commission (SEC) for investment advisers.

Who is required to file fpg form adv part?

Investment advisers who are registered with the SEC are required to file FPG Form ADV Part.

How to fill out fpg form adv part?

Filling out FPG Form ADV Part involves providing detailed information about the investment adviser's business practices, fees, conflicts of interest, and disciplinary history.

What is the purpose of fpg form adv part?

The purpose of FPG Form ADV Part is to provide transparency to clients and regulators about an investment adviser's business practices and potential conflicts of interest.

What information must be reported on fpg form adv part?

Information required to be reported on FPG Form ADV Part includes the investment adviser's assets under management, fee structure, ownership, and any disciplinary history.

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