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9/29/2020Material Information/TransactionsC017532020SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER1.

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To fill out SEC proposed amendments, follow these steps:

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Read the proposed amendments thoroughly to understand the changes being proposed.

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04

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SEC proposed amendments generally need to be filled out by individuals or organizations who are directly affected or impacted by the proposed changes.

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- Companies or corporations that fall under the regulatory jurisdiction of the SEC

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- Investors or shareholders in companies regulated by the SEC

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- Financial professionals or advisors who work in areas covered by the proposed amendments

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It is always recommended to carefully review the instructions provided with the proposed amendments to determine if you or your organization needs to fill them out.

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What is sec proposes amendments to?

SEC proposes amendments to regulations and rules that govern the securities industry.

Who is required to file sec proposes amendments to?

Any entity or individual within the securities industry that is directly affected by the proposed amendments.

How to fill out sec proposes amendments to?

Entities can submit comments and feedback on the proposed amendments during the public comment period.

What is the purpose of sec proposes amendments to?

The purpose of SEC proposing amendments is to update and improve the regulations and rules that govern the securities industry.

What information must be reported on sec proposes amendments to?

Entities must provide detailed explanations of how the proposed amendments would impact their operations and compliance.

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