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Item 1 Cover Page Form ADV Part 2 Equity Investment Corporation 3007 Piedmont Rd, NE; Suite 200 Atlanta, GA 30305 404-239-0111 www.eicatlanta.com May 27, 2011, This Brochure provides information about

How to fill out form adv part 2

How to fill out Form ADV Part 2:

1. Obtain the necessary information: Before filling out Form ADV Part 2, gather all the required information, such as your firm's name, address, contact details, and other relevant information about your business.
2. Review the instructions: Read the instructions provided by the Securities and Exchange Commission (SEC) carefully to understand the requirements and guidelines for filling out Form ADV Part 2. It is essential to follow these instructions accurately.
3. Provide general information: Begin filling out the form by providing general information about your firm, including its legal name, any previous names, contact information, and registration details.
4. Explain your business: In this section, explain the nature of your business, including the types of services you offer, your investment strategies, and any additional information that helps in understanding your firm's operations.
5. Discuss your fees and compensation: Provide a detailed breakdown of fees and compensation structure associated with your services. This section should include information on management fees, performance fees, brokerage commissions, and any other relevant charges.
6. Disclose conflicts of interest: Be transparent about any conflicts of interest that may arise between you and your clients. This includes disclosing any affiliations, business relationships, or financial arrangements that may affect your advice or recommendations.
7. Provide disciplinary history: If applicable, disclose any disciplinary actions, sanctions, or legal proceedings involving your firm or its employees. It is important to be honest and thorough when providing this information.
8. Review and submit the form: Once you have filled out all the required sections, carefully review the form for accuracy and completeness. Ensure that all the necessary attachments and supporting documents are included. Finally, submit the completed Form ADV Part 2 electronically through the SEC's Investment Adviser Registration Depository (IARD) system.

Who needs Form ADV Part 2?

1. Registered investment advisers: Form ADV Part 2 is primarily required for registered investment advisers (RIAs) who provide ongoing advice and manage client assets. This form serves as a disclosure document that offers valuable information to clients and helps them make informed decisions about engaging your services.
2. Financial professionals: Financial professionals, including investment advisers, financial planners, and wealth managers, who are required to register with the SEC or state securities authorities, need to submit Form ADV Part 2. This enables regulatory bodies and potential clients to have access to essential information about the firm's operations, services, and potential conflicts of interest.
3. Compliance with regulations: Form ADV Part 2 is necessary to comply with regulations set forth by the SEC under the Investment Advisers Act of 1940. These regulations are designed to protect investors and promote transparency within the investment advisory industry.

In conclusion, filling out Form ADV Part 2 requires careful attention to detail and adherence to SEC guidelines. This form is essential for registered investment advisers and financial professionals to disclose relevant information to clients and regulatory authorities.

For pdfFiller’s FAQs

What is form adv part 2?

Form ADV Part 2 is a brochure that registered investment advisors (RIAs) are required to provide to clients. It contains important information about the advisor's services, fees, and investment strategies.

Who is required to file form adv part 2?

Registered investment advisors (RIAs) are required to file Form ADV Part 2.

How to fill out form adv part 2?

RIAs can fill out Form ADV Part 2 electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2?

The purpose of Form ADV Part 2 is to provide clients with important information about the services, fees, and investment strategies offered by registered investment advisors.

What information must be reported on form adv part 2?

Form ADV Part 2 must include information about the advisor's services, fees, conflicts of interest, disciplinary history, and other key aspects of their business operations.

How can I send form adv part 2 for eSignature?

When you're ready to share your form adv part 2, you can swiftly email it to others and receive the eSigned document back. You may send your PDF through email, fax, text message, or USPS mail, or you can notarize it online. All of this may be done without ever leaving your account.

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