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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SUNRISE CAPITAL PARTNERS LLC CRD Number: 162070 Other-Than-Annual Amendment

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How to fill out form adv part 1

How to fill out Form ADV Part 1:

01

Begin by gathering all the necessary information. To fill out Form ADV Part 1, you will need details about your firm's ownership, business activities, clients, employees, and disciplinary information.

02

Start by providing general information about your firm. This includes its name, address, contact information, and the date of formation.

03

Specify the ownership structure of your firm. Indicate whether it is a sole proprietorship, partnership, limited liability company (LLC), or corporation. If it is a partnership or LLC, provide the names and addresses of all the partners or members.

04

Outline your firm's business activities. This includes providing a detailed description of the services you offer, the types of clients you serve, and any additional business activities your firm engages in.

05

Disclose any affiliations your firm may have with other financial industry participants, such as broker-dealers or investment advisors. Provide the names and addresses of these entities.

06

Fill out the client information section. Specify the approximate number of clients your firm has and the types of clients you typically serve, such as individuals, high-net-worth individuals, or institutional clients.

07

Provide information about your firm's employees. Include the number of employees, their roles, and any certifications or qualifications they hold.

08

Detail any disciplinary history your firm or its employees may have. This includes any regulatory actions, criminal convictions, or civil litigation that may be relevant.

09

Sign and date the form to certify its accuracy. Make sure to keep a copy for your records.

Who needs Form ADV Part 1?

Form ADV Part 1 is required to be filled out by all investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities. This includes both new firms applying for registration and existing firms that are required to periodically update their information.

Filling out and submitting Form ADV Part 1 is essential for regulatory compliance and provides important information to the SEC and potential clients. It helps ensure transparency and accountability in the investment advisory industry.

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What is form adv part 1?

Form Adv Part 1 is a required disclosure form that investment advisers must file with the Securities and Exchange Commission (SEC).

Who is required to file form adv part 1?

Investment advisers that meet certain criteria are required to file Form Adv Part 1 with the SEC.

How to fill out form adv part 1?

Form Adv Part 1 can be filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 1?

The purpose of Form Adv Part 1 is to provide important information about an investment adviser's business, investment strategies, and potential conflicts of interest.

What information must be reported on form adv part 1?

Form Adv Part 1 requires information such as the adviser's business practices, affiliations, disciplinary history, and assets under management.

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