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RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions made to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository)
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How to fill out rule 15c2-12 filing cover

01
Begin by downloading the Rule 15c2-12 filing cover form from the official website of the Securities and Exchange Commission (SEC).
02
Fill out the required information in Section A of the form, including the name of the issuer, the issuer's Central Index Key (CIK) number, and the issuer's Internal Revenue Service Employer Identification Number (EIN).
03
Provide the name and contact information of the person responsible for submitting the filing cover in Section B.
04
Indicate whether the filing cover is being submitted for an annual filing, an amendment, or a final amendment in Section C.
05
If the filing cover is being submitted for an amendment, provide the amendment number and the date of the previous filing in Section D.
06
Sign and date the form in Section E.
07
Submit the completed filing cover form along with the required Rule 15c2-12 filings to the SEC according to their submission guidelines.

Who needs rule 15c2-12 filing cover?

01
Rule 15c2-12 filing cover is needed by issuers who are required to file annual financial statements or amendments to their previous filings under Rule 15c2-12 of the Securities Exchange Act of 1934. This rule applies to issuers of municipal securities, such as state and local governments, and requires them to make certain disclosures to ensure transparency and protect investors in the municipal bond market.
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Rule 15c2-12 filing cover is a filing submitted to the Municipal Securities Rulemaking Board (MSRB) by issuers, obligated persons, and underwriters in connection with municipal securities offerings or continuing disclosure requirements.
Issuers, obligated persons, and underwriters are required to file rule 15c2-12 filing cover.
Rule 15c2-12 filing cover must be filled out accurately and completely with all required information about the municipal securities offering or continuing disclosure.
The purpose of rule 15c2-12 filing cover is to provide important information to investors about municipal securities offerings and continuing disclosure obligations.
Information such as the name of the issuer, description of the securities, material events, and financial information must be reported on rule 15c2-12 filing cover.
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