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RULES OF TENNESSEE DEPARTMENT OF COMMERCE AND INSURANCE DIVISION OF SECURITIES CHAPTER 07800402 SECURITIES REGISTRATION AND EXEMPTIONS TABLE OF CONTENTS 07800402.01 07800402.02 07800402.03 07800402.04
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Registration by qualification is a process where individuals or entities must register based on specific qualifications or criteria set by the governing body.
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Individuals or entities who meet the specific qualifications or criteria set by the governing body are required to file registration by qualification.
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To fill out registration by qualification, individuals or entities must provide information and documentation that demonstrate they meet the required qualifications.
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The purpose of registration by qualification is to ensure that only eligible individuals or entities are able to engage in certain activities or professions.
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Information such as qualifications, certifications, licenses, and any other relevant documentation must be reported on registration by qualification.
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