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OMB APPROVAL OMB Number: 32350045 Estimated average burden hours per response............38Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File

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How to fill out edgx is filing with

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To fill out EDGX IS filing, follow these steps:

02

Log in to the EDGX IS platform using your credentials.

03

Navigate to the Filing section.

04

Click on 'Create New Filing' or 'Start New Filing' button.

05

Provide the required information in the form.

06

Fill out all the necessary fields, including company details, filing type, description, and supporting documents.

07

Review the information entered and make any necessary edits.

08

Once everything is accurately filled out, submit the filing.

09

Wait for confirmation of submission and any further instructions from the EDGX IS platform.

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Keep a record of the filing details for future reference.

Who needs edgx is filing with?

01

EDGX IS filing is required by organizations and individuals who need to submit regulatory filings or disclosures related to trading activities on the EDGX IS platform.

02

This can include market participants such as broker-dealers, exchanges, market makers, and other entities involved in securities trading.

03

Regulatory requirements may vary, but generally, anyone operating within the EDGX IS ecosystem and engaging in trading activities will need to file relevant information with the platform.

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What is edgx is filing with?

Edgx is filing with the Securities and Exchange Commission (SEC).

Who is required to file edgx is filing with?

Entities operating as alternative trading systems (ATS) are required to file edgx with the SEC.

How to fill out edgx is filing with?

Edgx can be filled out electronically through the SEC's EDGAR system.

What is the purpose of edgx is filing with?

The purpose of edgx filing is to provide transparency and regulatory oversight to alternative trading systems.

What information must be reported on edgx is filing with?

Edgx filing must include details on the operations, governance, and compliance of the alternative trading system.

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