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DISCIPLINARY DECISION Oboe BOX Exchange, Inc. File No. USRI968003 Susquehanna Securities, LLC Pursuant to Exchange Rule 8.3, attached to and incorporated as part of this Decision is a Letter of Consent.
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Read the instructions and guidelines provided alongside the form to ensure you understand the requirements.
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Begin by filling out the personal information section, including your name, contact details, and any identification numbers required.
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Move on to the disciplinary details section, where you will provide a thorough description of the disciplinary issue, including dates, parties involved, and any supporting evidence.
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Fill out any additional sections related to the disciplinary decision, such as sanctions, penalties, or remedial actions proposed.
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Anyone involved in a disciplinary matter within the cboe bzx trading platform may need to fill out a disciplinary decision form. This includes market participants, traders, brokers, and other individuals or entities who have been implicated in a disciplinary issue.
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Disciplinary decision cboe bzx refers to the decision made by Cboe BZX regarding disciplinary actions taken against a member or participant.
The member or participant who is subject to disciplinary action by Cboe BZX is required to file the disciplinary decision.
To fill out disciplinary decision cboe bzx, the member or participant must provide all relevant information about the disciplinary action, including details of the violation and any penalties imposed.
The purpose of disciplinary decision cboe bzx is to ensure transparency and accountability in the regulatory actions taken by Cboe BZX.
The disciplinary decision cboe bzx must include details of the violation, any sanctions or penalties imposed, and any additional information required by Cboe BZX.
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