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2×2 ID Picture APPLICANT'S COMPANY NAME: DATE: FIRM TIN: APPLICATION FOR REGISTRATION AS A COMPLIANCE OFFICER (CO) OF AN INVESTMENT COMPANY ADVISER/MANAGER AND AMENDMENTS THERETO NEW APPLICATION

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What is sec form icm-s?

SEC Form ICM-S is a form used by the Securities and Exchange Commission (SEC) to collect information about investment companies operating in the United States.

Who is required to file sec form icm-s?

All registered investment companies, including mutual funds, closed-end funds, and exchange-traded funds, are required to file SEC Form ICM-S.

How to fill out sec form icm-s?

SEC Form ICM-S can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Detailed instructions on how to fill out the form can be found on the SEC's website.

What is the purpose of sec form icm-s?

The purpose of SEC Form ICM-S is to gather information about investment companies, including their operations, portfolio holdings, financial performance, and compliance with regulatory requirements. This information helps the SEC monitor and regulate the investment company industry.

What information must be reported on sec form icm-s?

SEC Form ICM-S requires investment companies to report information on their financial statements, portfolio holdings, expenses, transactions, and compliance with regulations. The form also requires information about the company's management and board of directors.

How can I send sec form icm-s to be eSigned by others?

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