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2011 Annual Report FORM 10K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT

How to fill out section 13 or 15d

Section 13 or 15d of a form is typically required for certain types of entities and individuals. Here's a step-by-step guide on how to fill out this section and who needs to do so:

1. Start by identifying if you are completing a form that specifically requires section 13 or 15d. Some forms, such as SEC filings like the Form 10-K or 10-Q, may have these sections as a part of their regulatory requirements.
2. If you determine that section 13 or 15d is needed, carefully review the instructions provided on the form. The instructions will guide you on what information needs to be filled out in this section.
3. Begin filling out the section by providing the relevant information. This may include details about the entity or individual, such as their name, address, and contact information. It's important to ensure that the information provided is accurate and up-to-date.
4. In some cases, you may be required to disclose specific financial information or other pertinent details. This could include information related to the entity's assets, liabilities, revenue, expenses, or any other relevant financial metrics. Follow the instructions on the form to accurately complete this section.
5. Double-check the completed section for any errors or missing information. It is crucial to review the details thoroughly to ensure accuracy and compliance with the form's instructions.

Now, let's discuss who needs to fill out section 13 or 15d:

1. Publicly traded companies: Section 13 or 15d is typically required for publicly traded companies that fall under the jurisdiction of regulatory bodies like the Securities and Exchange Commission (SEC). These companies must comply with reporting requirements and disclose relevant information as mandated by the applicable laws and regulations.
2. Certain financial institutions: Depending on the jurisdiction and specific regulations, financial institutions such as banks, insurance companies, or investment firms may be required to fill out section 13 or 15d of certain forms. These forms may pertain to regulatory filings or financial statements.
3. Other specific entities: There may be other specific entities or individuals that are required to complete section 13 or 15d based on their industry, legal structure, or other factors. It is important to consult the applicable regulations or seek professional advice to determine if you fall into this category.

It's crucial to note that the specific requirements for filling out section 13 or 15d may vary depending on the form and the jurisdiction. It's always advisable to consult the instructions provided with the form and, if needed, seek assistance from legal or accounting professionals to ensure compliance.

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What is section 13 or 15d?

Section 13 or 15d refers to the sections of the Securities Exchange Act of 1934 which require certain companies to disclose information about their beneficial ownership.

Who is required to file section 13 or 15d?

Companies with more than a certain threshold of beneficial ownership are required to file section 13 or 15d, typically large companies with publicly traded securities.

How to fill out section 13 or 15d?

Section 13 or 15d can be filled out by submitting a Form 13F or 15d to the Securities and Exchange Commission (SEC), providing information about the company's beneficial ownership.

What is the purpose of section 13 or 15d?

The purpose of section 13 or 15d is to increase transparency in the financial markets by requiring companies to disclose information about their beneficial ownership.

What information must be reported on section 13 or 15d?

Companies filing section 13 or 15d must report information about their beneficial owners, including their identities and the amount of securities they hold.