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FORM ADV PART 2A HORN Wealth Management 4990 East Galbraith Road Cincinnati, OH 45236 800.544.8306 www.horanassoc.com March 15, 2021, This document provides information about the qualifications and
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, you can follow these steps:
02
Start by providing your firm's name and contact information.
03
Indicate the date of your fiscal year-end and describe any material changes in your business since your last annual updating amendment.
04
Disclose information about your advisory business, such as the types of clients you serve, your investment strategies, and any additional compensation you receive.
05
Provide detailed information about your firm's directors, officers, and other key personnel.
06
Describe any disciplinary information or legal actions involving your firm or its personnel.
07
Disclose any financial industry affiliations or relationships that could create conflicts of interest.
08
Explain your fees and billing practices, including any performance-based fees.
09
Outline your firm's investment process, including how you select and evaluate investments.
10
Provide information about your firm's risk management practices and any material risks associated with your strategies.
11
Include details about your firm's policies and procedures for safeguarding client assets and protecting client privacy.
12
Disclose any other business activities or affiliations that could pose a conflict of interest.
13
Review the completed form for accuracy and completeness before submitting it to the appropriate regulatory authorities.

Who needs form adv part 2a?

01
Form ADV Part 2A is required for investment advisers registered with the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940. It provides important information about an adviser's business, services, and potential conflicts of interest to clients and regulators. Therefore, any investment adviser who is subject to SEC registration needs to fill out Form ADV Part 2A.
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Form ADV Part 2A is a disclosure document that provides key information about an investment advisor, including services offered, fees charged, disciplinary information, and conflicts of interest.
Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients and potential clients with important information about an investment advisor so they can make informed decisions.
Form ADV Part 2A requires information on an investment advisor's business practices, conflicts of interest, fees, disciplinary history, and other key details.
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