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VENUS SKY INVESTMENT LIMITED ANTIMONY LAUNDERING AND ANTITERRORIST FINANCING QUESTIONNAIRE Client Name: Client Account Number: () For Local Client (i.e. Client located in Hong Kong) Please tick the
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ex-109 - sec refers to the IRS form 1099-SEC which is used to report securities transactions, including the sale of stocks, bonds, mutual funds, and options.
Brokers and financial institutions are required to file ex-109 - sec to report securities transactions to the IRS and to taxpayers.
ex-109 - sec must be filled out with the details of each securities transaction, including the date of sale, proceeds, and cost basis.
The purpose of ex-109 - sec is to report securities transactions to the IRS and to taxpayers for tax reporting purposes.
Information that must be reported on ex-109 - sec includes the date of sale, proceeds, cost basis, and type of security.
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