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Schwab Personal Choice Retirement Account (PRA) Limited Power of Attorney (LPO) Form To Authorize an Investment Advisor CLEAR PRINT www.schwab.com 1-888-393-PCRA (7272) Page 1 of 4 1. Introduction
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What is broker sales literature order?
Broker sales literature order refers to the documents that brokers use to communicate information about investment products and services to clients or potential clients.
Who is required to file broker sales literature order?
Brokers who are registered with the SEC are required to file broker sales literature orders.
How to fill out broker sales literature order?
Brokers can fill out broker sales literature orders online through the SEC's EDGAR system.
What is the purpose of broker sales literature order?
The purpose of broker sales literature order is to ensure that brokers provide accurate and timely information to clients.
What information must be reported on broker sales literature order?
Broker sales literature orders must include information about the investment products being offered, any risks associated with the products, and any fees or charges that may apply.
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