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Table of ContentsUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly
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Companies planning to offer securities to the public.
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Investment advisers managing a certain amount of assets.
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Mutual funds and certain other investment companies.
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Exchanges or self-regulatory organizations.
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies that issue securities to the public are required to file with the SEC.
Companies can fill out the necessary forms and submit them electronically through the SEC's EDGAR system.
The SEC's main purpose is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Companies must provide information about their financial performance, corporate governance, and any material events that could impact their securities.
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