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Translation for reference purpose onlyAnnual Securities Report From April 1, 2019, to March 31, 2020 (The 143rd Fiscal Year)Takeda Pharmaceutical Company LimitedTranslation for reference purpose only
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How to fill out annual securities report

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To fill out an annual securities report, follow these steps:
02
Gather all the necessary financial information such as income statements, balance sheets, cash flow statements, and other relevant documents.
03
Review the reporting requirements set by the relevant regulatory authorities, such as the Securities and Exchange Commission (SEC) or Financial Industry Regulatory Authority (FINRA).
04
Organize the financial information in a clear and concise manner, ensuring accuracy and completeness.
05
Prepare supporting documentation and disclosures as required by the regulatory authorities.
06
Complete the report forms provided by the regulatory authorities, ensuring all the required fields are filled accurately.
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Review the report for any errors or omissions before submission.
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Submit the completed annual securities report to the appropriate regulatory authorities within the specified deadline.
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Retain a copy of the report and all supporting documentation for future reference.

Who needs annual securities report?

01
Various entities and individuals may need to file an annual securities report, including:
02
- Publicly traded companies listed on stock exchanges.
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- Investment advisers registered with the SEC or state securities authorities.
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- Broker-dealers registered with the SEC or FINRA.
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- Mutual funds and other investment funds regulated by the SEC.
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- Certain types of employee benefit plans.
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- Issuers of securities offerings subject to SEC regulations.
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- Other entities and individuals as required by applicable securities laws and regulations.
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It is important to consult the specific regulations and requirements of the relevant securities authorities to determine if an annual securities report is necessary.
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Annual securities report is a comprehensive document that provides detailed information about a company's financial performance, operations, management, and risk factors. It is filed with the Securities and Exchange Commission (SEC) and made available to the public.
Publicly traded companies are required to file annual securities reports with the SEC. Private companies are not required to file annual securities reports.
Annual securities reports can be filled out electronically using the SEC's online filing system called EDGAR (Electronic Data Gathering, Analysis, and Retrieval). Alternatively, companies can hire a professional such as an accountant or lawyer to assist with filling out the report.
The purpose of annual securities report is to provide transparency and insight into a company's financial health, performance, and risks to investors, analysts, and other stakeholders.
Annual securities reports must include financial statements, management discussion and analysis (MD&A), risk factors, executive compensation, and other relevant information about the company.
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