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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SMDAMCRD Number: 301509OtherThanAnnual Amendment All Sections Rev. 03/20206/28/2021
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Individuals or entities who are registered as investment advisers and required to file reports with the Securities and Exchange Commission (SEC) need the reportsadviserinfosecgov pdf 301509form adv. This form helps to collect and report important information about their advisory business and their clients to the regulatory authority.
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reportsadviserinfosecgov pdf 301509form adv is a form filed with the Securities and Exchange Commission (SEC) by investment advisers.
Investment advisers registered with the SEC are required to file reportsadviserinfosecgov pdf 301509form adv.
Reportsadviserinfosecgov pdf 301509form adv can be filled out online through the SEC's Investment Adviser Registration Depository (IARD) system.
The purpose of reportsadviserinfosecgov pdf 301509form adv is to provide information about the investment adviser's business, fees, services, and potential conflicts of interest.
Reportsadviserinfosecgov pdf 301509form adv requires information about the investment adviser's ownership, clients, employees, business practices, and any disciplinary history.
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