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Alternative Trading Systems with Form ATS on File with the SEC as of April 30, 2019Full Name of Alternative Trading System (as provided in item 1. A. of Form ATS) American Ledger Harbor Research and
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www.sec.gov files node alternative trading systems with the Securities and Exchange Commission.
Entities operating alternative trading systems are required to file www.sec.gov files node alternative trading systems with the SEC.
The forms for www.sec.gov files node alternative trading systems can be filled out online through the SEC's electronic filing system.
The purpose of filing www.sec.gov files node alternative trading systems is to provide transparency and regulatory oversight of alternative trading systems in the securities market.
Information such as trading volume, executed trades, participants, and potential conflicts of interest must be reported on www.sec.gov files node alternative trading systems.
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