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Received by NSW/FAR Registration Unit 09/07/2021 10:41:57 AM OMB No. 11240001; Expires July 31, 2023u.s. Department of JusticeRegistration Statement Pursuant to the Foreign Agents Registration Act

How to fill out efilefaragovdocs6804-exhibit-ab-20210630-4received by nsdfara registration

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4. Provide the required financial information, including income, expenses, and assets, as requested in the form.
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efilefaragovdocs6804-exhibit-ab-20210630-4received by nsdfara registration is a specific electronic filing document that pertains to the registration of financial or compliance information required by the National Securities Dealers Financial Industry Regulatory Authority (NSDFARA).

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The purpose of this filing is to ensure compliance with regulatory obligations, provide transparency in financial operations, and help regulators monitor and mitigate risks within the financial industry.

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The information required typically includes financial statements, disclosures about operational practices, risk assessments, and any other pertinent financial data requested by NSDFARA.