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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: MK MANAGEMENT, INC.CRD Number: 162929OtherThanAnnual Amendment All Sections
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What is pdf form adv?
PDF Form ADV is a regulatory form used by investment advisors to register with the Securities and Exchange Commission (SEC) and state regulators, providing essential information about the advisor's business, background, and services.
Who is required to file pdf form adv?
Any person or firm that qualifies as an investment advisor, as defined by the Investment Advisers Act of 1940, is required to file Form ADV.
How to fill out pdf form adv?
To fill out PDF Form ADV, one must complete the required sections including identifying information, business practices, fees, and disclosures. It can typically be done electronically via the SEC's Investment Adviser Registration Depository (IARD) system.
What is the purpose of pdf form adv?
The purpose of PDF Form ADV is to provide transparency to clients and regulators about the investment advisor's qualifications, fees, services, and any potential conflicts of interest.
What information must be reported on pdf form adv?
Form ADV must report information such as business name, address, ownership, services offered, fee structure, disciplinary history, and any affiliations with other financial services organizations.
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