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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ASTERION CAPITAL MANAGEMENT, PCRD Number: 308917OtherThanAnnual Amendment
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Any individual or organization who is required to report information related to adviserinfosecgov crs crs283942item 1 needs to fill out this form. This may include financial advisers, investment companies, or any entity regulated by the adviserinfosecgov.
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reportsadviserinfosecgov crs crs283942item 1 refers to a specific item in the Customer Relationship Summary (CRS) that financial advisors and firms must provide to clients, detailing key information about their services.
Registered investment advisers and broker-dealers are required to file reportsadviserinfosecgov crs crs283942item 1.
To fill out reportsadviserinfosecgov crs crs283942item 1, firms should provide accurate and clear information as outlined in the regulatory guidelines, ensuring all relevant sections are addressed.
The purpose of reportsadviserinfosecgov crs crs283942item 1 is to inform clients about the firm's services, fees, conflicts of interest, and the nature of the advisory relationship.
Information that must be reported includes the types of services offered, fee structure, advice standards, potential conflicts of interest, and the advisor's disciplinary history.
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