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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ORION CAPITAL MANAGEMENT INC CRD Number: 106734OtherThanAnnual Amendment
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Who needs reportsadviserinfosecgov pdf 166087form adv?
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Financial advisers and securities firms are the ones who need the reportsadviserinfosecgov pdf 166087form adv. This form is used to register with the U.S. Securities and Exchange Commission (SEC) as an investment adviser.
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What is reportsadviserinfosecgov pdf 166087form adv?
The reportsadviserinfosecgov pdf 166087form adv is a document used by investment advisers to register with regulatory authorities and report their business activities.
Who is required to file reportsadviserinfosecgov pdf 166087form adv?
Investment advisers who manage client assets or provide investment advice and meet certain regulatory thresholds are required to file this form.
How to fill out reportsadviserinfosecgov pdf 166087form adv?
To fill out the form, you need to provide detailed information about your business, including ownership, client types, and financial information. It usually involves following the instructions provided on the form and checking all provided data for accuracy.
What is the purpose of reportsadviserinfosecgov pdf 166087form adv?
The purpose of the form is to provide regulators with information about investment advisers, helping to ensure compliance with the securities laws and protecting investors.
What information must be reported on reportsadviserinfosecgov pdf 166087form adv?
The form requires information such as the adviser’s name, address, contact information, business structure, services offered, and financial conditions.
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