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SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. 11 Oct 2018 Date of Report (Date of the earliest
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies and individuals who meet certain criteria, such as publicly traded companies or investment advisors, are required to file reports with the SEC.
The filing process for the SEC can vary depending on the type of report being filed, but generally involves providing detailed financial information and other relevant data.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Reports filed with the SEC typically include financial statements, executive compensation details, and information about business operations.
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