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Form S4 Securities Department 600 East Boulevard Bismarck, ND 58505 (701) 3282910 www.securities.nd.govAPPLICATION FOR REGISTRATION AS DEALER NORTH DAKOTA SECURITIES DEPARTMENT SON 51526 (62021)Pursuant

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How to fill out securities department offering circular

01

Start by gathering all the necessary information and documents required to fill out the offering circular.

02

Read and understand the guidelines provided by the securities department for filling out the offering circular.

03

Begin filling out the necessary sections and provide accurate and complete information as requested.

04

Include all required disclosures and supporting documentation as mentioned in the guidelines.

05

Take care to ensure that all the information provided is clear, concise, and in compliance with the regulations.

06

Review and proofread the completed offering circular to ensure accuracy and completeness.

07

Submit the filled-out offering circular to the securities department as per their specified submission procedures.

Who needs securities department offering circular?

01

Individuals or companies looking to offer securities to the public.

02

Financial institutions.

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What is securities department offering circular?

The securities department offering circular is a document that provides detailed information about a securities offering, including the terms and risks associated with the investment.

Who is required to file securities department offering circular?

Any entity or individual who is conducting a securities offering is required to file a securities department offering circular.

How to fill out securities department offering circular?

The securities department offering circular can be filled out by providing all the required information, such as the terms of the offering, risk factors, financial information, and other relevant details.

What is the purpose of securities department offering circular?

The purpose of the securities department offering circular is to provide investors with all the necessary information to make an informed decision about the investment.

What information must be reported on securities department offering circular?

The securities department offering circular must include information about the issuer, the terms of the offering, risk factors, financial information, and any other material information that investors should know.

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