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Get the free ETF Forum - Reg. Form - March 12, 20101 - ubcm

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LOCAL GOVERNMENT ELECTIONS TASK FORCE UBCM Member Consultation Friday, March 12, 2010 9:00 am 4:00 pm Conference Registration & Information (Please Print) Delegate Surname: First Name: Delegate Title:
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Individuals who are interested in investing in ETFs (Exchange-Traded Funds) may need to fill out an etf forum - reg. This form is often required by the broker or financial institution offering the ETFs.
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ETF Forum - REG is a regulatory form for reporting information related to Exchange Traded Funds (ETFs).
Firms managing or offering ETFs are required to file ETF Forum - REG.
ETF Forum - REG can be filled out electronically through the designated regulatory platform.
The purpose of ETF Forum - REG is to provide regulatory authorities with information on ETF activities.
Details such as ETF assets under management, holdings, and trading activities must be reported on ETF Forum - REG.
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