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SEC FORM 41 of 1https://www.sec.gov/Archives/edgar/data/828146/000110465921093945/...SEC Form 4FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number:32350287Estimated average understatement
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How to fill out sec form 4
How to fill out sec form 4
01
To fill out SEC Form 4, follow these steps:
02
Provide your name, title, and address on the top of the form.
03
Indicate the date of filing the form.
04
Fill in the details of the securities transaction, including the date of the transaction, the nature of the transaction, and the title and amount of the securities involved.
05
Disclose the ownership nature of the securities, whether it is direct or indirect.
06
Declare any changes in ownership or control of the securities.
07
Provide any additional information required by the form, such as the purpose of the transaction or any agreements related to the securities.
08
Sign and date the completed form.
09
Submit the form for filing with the Securities and Exchange Commission (SEC).
Who needs sec form 4?
01
SEC Form 4 is required by individuals who are insiders of a publicly traded company.
02
Insiders, such as officers, directors, and beneficial owners of more than 10% of the company's voting securities, need to file this form to report their transactions in the company's securities.
03
It is a regulatory requirement to ensure transparency and compliance with securities laws.
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What is sec form 4?
Sec form 4 is a form filed with the SEC to report transactions in a company's securities by directors, officers, and beneficial owners.
Who is required to file sec form 4?
Directors, officers, and beneficial owners of a company are required to file sec form 4.
How to fill out sec form 4?
Sec form 4 can be filled out electronically on the SEC's EDGAR system following the instructions provided.
What is the purpose of sec form 4?
The purpose of sec form 4 is to provide transparency in transactions involving a company's securities by insiders.
What information must be reported on sec form 4?
Sec form 4 requires reporting of the date of the transaction, description of the security, nature of the transaction, and the amount of securities involved.
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