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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: OFS CAPITAL MANAGEMENT, LLC CRD Number: 153533Annual Amendment All Sections
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Who needs reportsadviserinfosecgov pdf 153533form adv?
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Registered investment advisers are the ones who need to fill out the reportsadviserinfosecgov pdf 153533form adv. It is a mandatory requirement for investment advisers under the Investment Advisers Act of 1940.
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What is reportsadviserinfosecgov pdf 153533form adv?
reportsadviserinfosecgov pdf 153533form adv is a form used by investment advisers to register with the Securities and Exchange Commission (SEC) and provide information about their firm.
Who is required to file reportsadviserinfosecgov pdf 153533form adv?
Investment advisers who manage $25 million or more in assets are required to file reportsadviserinfosecgov pdf 153533form adv.
How to fill out reportsadviserinfosecgov pdf 153533form adv?
To fill out reportsadviserinfosecgov pdf 153533form adv, investment advisers need to provide information about their firm, its employees, clients, and the types of services offered.
What is the purpose of reportsadviserinfosecgov pdf 153533form adv?
The purpose of reportsadviserinfosecgov pdf 153533form adv is to provide transparency and regulatory oversight of investment advisers to protect investors.
What information must be reported on reportsadviserinfosecgov pdf 153533form adv?
Information such as assets under management, number of clients, types of services offered, conflicts of interest, disciplinary history, and more must be reported on reportsadviserinfosecgov pdf 153533form adv.
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