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SECURITIES AND EXCHANGE COMMISSION SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2 (c) THEREUNDER 1. October 21, 2020, Date of Report 2. SEC Identification
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The securities and exchange commission plays a critical role in ensuring fair and efficient markets, protecting investors, and maintaining the integrity of the securities industry.
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies listed on a stock exchange, with publicly traded securities, or raising capital through the sale of securities are required to file with the SEC.
To fill out SEC forms, companies must provide information about their financial condition, business operations, and ownership structure.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies must report financial statements, business operations, executive compensation, and other relevant information.
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