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FORM ADV PART 2AParametric Portfolio Associates LLC 800 Fifth Avenue, Suite 2800 Seattle, WA 98104 2066945575 www.parametricportfolio.comJanuary 29, 2021This brochure provides information about the

How to fill out form adv part 2a

How to fill out form adv part 2a

1. To fill out Form ADV Part 2A, follow these steps:
2. Gather all relevant information about your investment advisory firm, including its name, address, and contact information.
3. Provide a detailed description of your firm's business model, including the types of services offered and target client base.
4. Disclose any conflicts of interest that may exist between your firm and its clients, including affiliations with other businesses.
5. Detail your firm's fee structure, including any fees charged for advisory services and other expenses clients may incur.
6. Provide information about your firm's disciplinary history, if applicable.
7. Include information about your firm's key personnel, including their roles and qualifications.
8. Describe your firm's investment strategies and any associated risks.
9. Include any other relevant information that would be important for clients to know about your firm.
10. Review the completed form for accuracy and completeness before submitting it.
11. Submit the filled-out Form ADV Part 2A to the appropriate regulatory authority or commission.

Who needs form adv part 2a?

1. Form ADV Part 2A is needed by investment advisory firms registered with the Securities and Exchange Commission (SEC) or state securities authorities.
2. It is required for firms to disclose essential information about their business practices, fees, and potential conflicts of interest to clients and regulatory authorities.
3. This form helps provide transparency and assists clients in making informed decisions about engaging with an investment advisor.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that provides clients with information about an investment advisor's services, fees, and potential conflicts of interest.

Who is required to file form adv part 2a?

Investment advisors registered with the SEC or state securities regulators are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about an investment advisor's business practices and potential conflicts of interest.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires investment advisors to disclose information about their advisory services, fees, disciplinary history, and conflicts of interest.