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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly
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What is securities and exchange commission?
The Securities and Exchange Commission (SEC) is a U.S government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.
Who is required to file securities and exchange commission?
Publicly traded companies, investment companies, and other market participants are required to file with the Securities and Exchange Commission.
How to fill out securities and exchange commission?
Securities and Exchange Commission forms can be filled out electronically through the SEC's online filing system.
What is the purpose of securities and exchange commission?
The purpose of the Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
What information must be reported on securities and exchange commission?
Information such as financial statements, executive compensation, insider trading, and material events must be reported on securities and exchange commission forms.
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