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BROKER CHECKLIST EXECUTE THE ATTACHED DOCUMENTS LISTED BELOW ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Wholesale Loan Broker Application Loan Originator Roster Consumer Authorization and Release (All Officers)

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Broker package 92414 is a set of documents and forms that brokers must submit to regulatory authorities.

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The purpose of broker package 92414 is to ensure that brokers are in compliance with regulatory requirements and to provide authorities with necessary information about their trading activities.

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Information such as trading volumes, client accounts, and financial statements must be reported on broker package 92414.

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