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ROOF/Perennial Wholesale Trusts Product Disclosure Statement Issue date: 1 July 2006 Issuer and Responsible Entity: ROOF Investment Management Ltd ABN 53 006 695 021 Australian Financial Services
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What is pla-9316 fsc fpa aml?
PLA-9316 FSC FPA AML stands for Personal Liquidity Agreement – 9316 Firm Supervision Compliance Financial and Personal Accountability Measures.
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Financial institutions and individuals in supervisory roles within these institutions are required to file PLA-9316 FSC FPA AML.
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The purpose of PLA-9316 FSC FPA AML is to ensure compliance with financial regulations, supervise and monitor financial institutions and individuals in supervisory roles.
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Information such as financial statements, personal information, compliance measures, and accountability measures must be reported on PLA-9316 FSC FPA AML.
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