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COMMODITIESBLOCK BROKER APPOINTMENT FORM Please return this completed form to MS. Genuine NASDAQ. Comte undersigned, Name of Clearing Member: (hereinafter we) being a General Clearing Member/Direct

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What is block broker appointment form?

The block broker appointment form is a document used to appoint a block broker for a specific block trade transaction.

Who is required to file block broker appointment form?

Any party involved in a block trade transaction who wishes to appoint a block broker must file the block broker appointment form.

How to fill out block broker appointment form?

The block broker appointment form should be filled out with the relevant information regarding the block trade transaction and the appointed block broker.

What is the purpose of block broker appointment form?

The purpose of the block broker appointment form is to officially appoint a block broker for a block trade transaction and ensure compliance with regulations.

What information must be reported on block broker appointment form?

The block broker appointment form must include details such as the names of the parties involved, the details of the block trade transaction, and the contact information of the appointed block broker.

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